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RegistrationInstructions (MsgType = o, FIXML = RgstInstrctns)

The Registration Instructions (o) message type may be used by institutions or retail intermediaries wishing to electronically submit registration information to a broker or fund manager (for CIV) for an order or for an allocation.

A Registration Instructions (o) message can be submitted as new, cancel or replace.The RegistTransType (514) field indicates the purpose of the message.When submitting replace or cancel RegistTransType (514) messages the RegistRefID (508) field is required.Replacement Registration Instructions (o) messages must contain all data for the replacement registration.

See VOLUME 7 - "PRODUCT: COLLECTIVE INVESTMENT VEHICLES"

The Registration Instructions (o) message contains repeating fields for each of several joint registrants.The number of registration details instances is indicated in NoRegistDtls.The repeating fields are shown in the message definition below in typeface Bold-Italic and indented with thesymbol.The fields relative position within the repeating group in the message is important.For example, each instance of registration must be in the order as shown in the message definition below.

Tag Field Name FIXML Req'd Comments
<Standard Message Header> Y MsgType = o
513 RegistID @RegistID Y Unique identifier of the order as assigned by institution or intermediary to which Registration relates
715 ClearingBusinessDate @BizDt N

The business date for which the trade is expected to be cleared.
514 RegistTransType @TransTyp Y

Identifies Registration Instructions transaction type
508 RegistRefID @RefID C

Required for Cancel and Replace RegistTransType messages
11 ClOrdID @ClOrdID N

Unique identifier of the order as assigned by institution or intermediary to which Registration relates
<Parties> N Number of Distribution instructions in this message (number of repeating groups to follow)
1 Account @Acct N

Account mnemonic as agreed between buy and sell sides, e.g. broker and institution or investor/intermediary and fund manager.
660 AcctIDSource @AcctIDSrc N

Used to identify the source of the Account (1) code. This is especially useful if the account is a new account that the Respondent may not have setup yet in their system.

493 RegistAcctType @AcctTyp N

For CIV - a fund manager-defined code identifying which of the fund manager's account types is required.
495 TaxAdvantageType @TaxAdvantageTyp N

Identifies the type of tax exempt account in which purchases shares/units are to be held. Used for CIV.
517 OwnershipType @OwnershipTyp N

The relationship between Registration parties.
<RgstDtlsGrp> N

Number of registration details in this message (number of repeating groups to follow)
<RgstDistInstGrp> N

Number of Distribution instructions in this message (number of repeating groups to follow)
<Standard Message Trailer> Y

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