Registration Instructions Response (MsgType = p, FIXML = RgstInstrctnsRsp)

The Registration Instructions Response (p) message type may be used by broker or fund manager (for CIV) in response to a Registration Instructions (o) message submitted by an institution or retail intermediary for an order or for an allocation.

The Registration Instructions Response (p) message is used to:

  1. confirm the receipt of a Registration Instructions (o) message
  2. confirm changes to an existing Registration Instructions (o) message (i.e. accept cancel and replace requests)
  3. relay Registration Instructions (o) status information
  4. relay assigned client and account Ids for Registration Instructions (o) messages with RegistTransType (514) =New
  5. reject Registration Instructions (o) message

Each Registration Instructions Response (p) message contains a RegistStatus (506) field which is used to communicate the current state of the Registration Instructions (o) as understood by the broker or fund manager. The Registration Instruction statuses are as follows (in highest to lowest precedence):
RegistStatus (506) Description
Accepted Registration details are acceptable to the receiving broker, intermediary or fund manager. Assigned client and account Ids may be returned.
Rejected Registration details have been rejected by the receiving broker, intermediary or fund manager.
Held Registration details have been held by the receving broker, intermediary or fund manager. Assigned (possibly provisional) client and account Ids may be returned.

Tag Field Name FIXML Req'd Comments
<Standard Message Header> Y MsgType = p
513 RegistID @RegistID Y Unique identifier of the original Registration Instructions (o) details
514 RegistTransType @TransTyp Y Identifies original Registration Instructions (o) transaction type
508 RegistRefID @RefID C Required for Cancel and Replace RegistTransType (514) messages
11 ClOrdID @ClOrdID N Unique identifier of the order as assigned by institution or intermediary.
<Parties> N
1 Account @Acct N
660 AcctIDSource @AcctIDSrc N
506 RegistStatus @RegStat Y
507 RegistRejReasonCode @RejRsnCd N
496 RegistRejReasonText @RejRsnTxt N
<Standard Message Trailer> Y