The Registration Instructions Response (p) message type may be used by broker or fund manager (for CIV) in response to a Registration Instructions (o) message submitted by an institution or retail intermediary for an order or for an allocation.
The Registration Instructions Response (p) message is used to:
Each Registration Instructions Response (p) message contains a RegistStatus (506) field which is used to communicate the current state of the Registration Instructions (o) as understood by the broker or fund manager. The Registration Instruction statuses are as follows (in highest to lowest precedence):
| RegistStatus (506) | Description |
|---|---|
| Accepted | Registration details are acceptable to the receiving broker, intermediary or fund manager. Assigned client and account Ids may be returned. |
| Rejected | Registration details have been rejected by the receiving broker, intermediary or fund manager. |
| Held | Registration details have been held by the receving broker, intermediary or fund manager. Assigned (possibly provisional) client and account Ids may be returned. |
| Tag | Field Name | FIXML | Req'd | Comments | |||
|---|---|---|---|---|---|---|---|
| <Standard Message Header> | Y | MsgType = p | |||||
| 513 | RegistID | @RegistID | Y | Unique identifier of the original Registration Instructions (o) details | |||
| 514 | RegistTransType | @TransTyp | Y | Identifies original Registration Instructions (o) transaction type | |||
| 508 | RegistRefID | @RefID | C | Required for Cancel and Replace RegistTransType (514) messages | |||
| 11 | ClOrdID | @ClOrdID | N | Unique identifier of the order as assigned by institution or intermediary. | |||
| <Parties> | N | ||||||
| 1 | Account | @Acct | N | ||||
| 660 | AcctIDSource | @AcctIDSrc | N | ||||
| 506 | RegistStatus | @RegStat | Y | ||||
| 507 | RegistRejReasonCode | @RejRsnCd | N | ||||
| 496 | RegistRejReasonText | @RejRsnTxt | N | ||||
| <Standard Message Trailer> | Y | ||||||
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