Don't Know Trade (MsgType = Q, FIXML = DK_Trade)

The Don't Know Trade (DK) (Q) message notifies a trading partner that an electronically received execution has been rejected. This message can be thought of as an execution reject message.

This message has special utility when dealing with one-way execution reporting. If the initial Order Acknowledgment (8) message ( LastShares (32) =0 and OrdStatus (39) =New) does not match an existing order this message can be used to notify the broker of a potential problem order.

Note that the decision to DK (Q) an execution lies with the institution. Some of the mismatches listed in the DKReason (127) field may be acceptable and will not require a DK (Q) messages to be generated.

Tag Field Name FIXML Req'd Comments
<Standard Message Header> Y MsgType = Q
37 OrderID OrderID Y Broker Order ID as identified on problem execution
17 ExecID ExecID Y Execution ID of problem execution
127 DKReason DK_Reason Y
55 Symbol Symbol Y
65 SymbolSfx SymbolSfx N
48 SecurityID SecurityID N
22 IDSource IDSource N
167 SecurityType SecurityType N Must be specified if a Future or Option. If a Future: Symbol (55) , SecurityType (167) , and MaturityMonthYear (200) are required. If an Option: Symbol (55) , SecurityType (167) , MaturityMonthYear (200) , PutOrCall (201) , and StrikePrice (202) are required.
200 MaturityMonthYear MonthYear C Specifiesthe month and year of maturity. Required if MaturityDay (205) is specified.
205 MaturityDay Day N Can be used in conjunction with MaturityMonthYear (200) to specify a particular maturity date.
201 PutOrCall PutCall C For Options.
202 StrikePrice StrikePx C For Options.
206 OptAttribute OptAttribute N For Options.
231 ContractMultiplier ContractMultiplier N For Fixed Income, Convertible Bonds, Derivatives, etc. Note: If used, quantities should be expressed in the "nominal" (e.g. contracts vs. shares) amount.
223 CouponRate CouponRate N For Fixed Income.
207 SecurityExchange SecurityExch N Can be used to identify the security.
106 Issuer Issuer N
348 EncodedIssuerLen EncodedIssuerLen C Must be set if EncodedIssuer (349) field is specified and must immediately precede it.
349 EncodedIssuer EncodedIssuer C Encoded (non-ASCII characters) representation of the Issuer (106) field in the encoded format specified via the MessageEncoding (347) field.
107 SecurityDesc SecurityDesc N
350 EncodedSecurityDescLen EncodedSecDescLen C Must be set if EncodedSecurityDesc (351) field is specified and must immediately precede it.
351 EncodedSecurityDesc EncodedSecDesc C Encoded (non-ASCII characters) representation of the SecurityDesc (107) field in the encoded format specified via the MessageEncoding (347) field.
54 Side Side Y
38 OrderQty OrderQty C Either CashOrderQty (152) or OrderQty (38) is required.
152 CashOrderQty CashOrderQty C Either CashOrderQty (152) or OrderQty (38) is required. Specifies the approximate "monetary quantity" for the order. Broker is responsible for converting and calculating OrderQty (38) in shares for subsequent messages.
32 LastShares LastShares N Required if specified on the ExecutionRpt (8)
31 LastPx LastPx N Required if specified on the ExecutionRpt (8)
58 Text Text N
354 EncodedTextLen EncodedTextLen C Must be set if EncodedText (355) field is specified and must immediately precede it.
355 EncodedText EncodedText C Encoded (non-ASCII characters) representation of the Text (58) field in the encoded format specified via the MessageEncoding (347) field.
<Standard Message Trailer> Y