Further qualification to the trade type
Valid values:
| '0' | CMTA |
| '1' | Internal transfer or adjustment |
| '2' | External transfer or transfer of account |
| '3' | Reject for submitting side |
| '4' | Advisory for contra side |
| '5' | Offset due to an allocation |
| '6' | Onset due to an allocation |
| '7' | Differential Spread |
| '8' | Implied Spread leg executed against an outright |
| '9' | Transaction from exercise |
| '10' | Transaction from assignment |
| '11' | ACATS |
| '14' | AI (Automated input facility disabled in response to an exchange request.) |
| '15' | B (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.) |
| '16' | K (Transaction using block trade facility.) |
| '17' | LC (Correction submitted more than three days after publication of the original trade report.) |
| '18' | M (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.) |
| '19' | N (Non-protected portfolio transaction or a fully disclosed portfolio transaction) |
| '20' | NM (i) transaction where Exchange has granted permission for non-publication (ii) IDB is reporting as seller (iii) submitting a transaction report to the Exchange, where the transaction report is not also a trade report. |
| '21' | NR (Non-risk transaction in a SEATS security other than an AIM security) |
| '22' | P (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities) |
| '23' | PA (Protected transaction notification) |
| '24' | PC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system) |
| '25' | PN (Worked principal notification for a portfolio transaction which includes order book securities) |
| '26' | R ((i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction) (ii) market maker is reporting all the legs of a riskless principal transaction where the buying and selling transactions are executed at different prices (requires a trade report with trade type indicator R for each transaction)or (iii) market maker is reporting the onward leg of a riskless principal transaction where the legs are executed at different prices, and another market maker has submitted a trade report using trade type indicator M for the first leg (this requires a single trade report with trade type indicator R)) |
| '27' | RO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant) |
| '28' | RT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security) |
| '29' | SW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock)) |
| '30' | T (If reporting a single protected transaction) |
| '31' | WN (Worked principal notification for a single order book security) |
| '32' | WT (Worked principal transaction (other than a portfolio transaction)) |
| '33' | Off Hours Trade |
| '34' | On Hours Trade |
| '35' | OTC Quote |
| '36' | Converted SWAP |
| '37' | Crossed Trade (X) |
| '38' | Interim Protected Trade (I) |
| '39' | Large in Scale (L) |
Used in: